Tyne & Wear
SENIOR COMPLIANCE ADVISORY OFFICER with 20 years experience gained in the financial services sector. Expertise is risk and compliance within the 2nd line function. Has an excellent understanding of the expectations of financial services regulators with direct experience of regulator engagement. A strong knowledge and understanding of FCA handbooks including ICOBS, DISP, SYSC and MCOBS resulting in strong technical knowledge in regulation and financial regulator rules, guidance procedures and a detailed understanding of current regulation. Experienced in conduct risk reporting and providing specialist advice and guidance from a conduct risk perspective.
Holds PMI RPC, FPC1 and CF2.
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