Senior Legal & Compliance Executive

Location

North East England

Salary Sought

Negotiable

Reference

206304

Applicant Profile

An experienced Senior Legal and Compliance executive, with 17 years experience of working in private practice, in-house legal, risk and compliance with strong legal capability, analytical and problem solving initiative and excellent communication and interpersonal skills. Has worked and able to communicate at all levels in an organisation. Has a thorough understanding of the regulatory universe in which firms operate and am experienced in leading the implementation of a technical and business conduct, ethics and integrity compliance programme to ensure regulatory expectations are met and exceeded.

Applicant Qualifications

Chartered Institute for Securities and Investment (CISI) (currently 2014).  Investment Management Certificate (IMC) (currently 2014).  BPP, First Year of CPE, Graduate Distance Learning in Law.  BA (Hons) Archaeology and Business Studies.  BA (Hons) Business and Finance.

Contact

Jayne Moss
Tel: 0113 244 0846 Mon to Fri 8.30am - 5.30pm.
Email: jmoss@iauk.co.uk
IAUK

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